AML Fraud Analyst

Financial Crimes Investigator (AML/Broker Dealer)

Location Atlanta, GA | Remote (must reside locally)

COMPENSATION & SCHEDULE

• $58.45/hour

• Monday–Friday, 8:00 AM–5:00 PM

ROLE IMPACT:  This role is critical in safeguarding the organization and its clients from financial crime, fraud, and regulatory exposure. The Financial Crimes Investigator leads end-to-end suspicious activity investigations, applying AML and Broker Dealer expertise to ensure compliance with FINRA, BSA/AML, and other financial regulations. Success is measured by accurate risk identification, timely escalation, and actionable reporting that strengthens fraud prevention controls.

KEY RESPONSIBILITIES

• Execute and manage investigations of suspicious or fraudulent financial activity, including money laundering, terrorist financing, and other financial crimes.

• Analyze customer transaction data for legitimacy, identify anomalies, and escalate elder or high-risk concerns to appropriate parties.

• Serve as subject matter expert for Unusual Financial Observation (UFO) filings and liaise with AML Officers and Fraud Program Management.

• Maintain awareness of evolving BSA/AML laws, FINRA Red Flags, and emerging regulatory requirements.

 • Partner with governance and internal business units to enhance processes, reduce fraud risk, and ensure ongoing compliance.

MINIMUM QUALIFICATIONS

• Bachelor’s degree required

• 7+ years of financial services experience in operations, supervision, compliance, and/or risk management required

• Strong Broker Dealer and AML background required

• Knowledge of securities markets, retail brokerage, and regulatory environments required

• Proven analytical and reporting skills with data-driven decision-making

• Excellent written and verbal communication skills; able to manage multiple priorities independently

PREFERRED SKILLS

• FINRA Series 7 and/or 66, Series 24

• Experience in banking or investment securities environments

• Advanced proficiency in SQL and Microsoft Excel

• Degree concentration in business, finance, or accounting

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